FCA Guidance Hub

    Stay current with FCA regulations. Practical guidance, templates, and resources to support your compliance programme.

    Latest Regulatory Updates

    15 January 2026Policy Statement

    FCA Updates Consumer Duty Guidance on Vulnerable Customers

    8 January 2026Consultation

    New Reporting Requirements for Cryptoasset Firms

    20 December 2025Guidance Update

    SM&CR: Enhanced Certification Regime for Solo-Regulated Firms

    Regulatory Guidance

    Consumer Duty

    Updated January 2026

    Comprehensive guidance on implementing and maintaining Consumer Duty requirements, including outcome monitoring and board reporting.

    Consumer Duty Implementation Checklist
    Outcome Monitoring Framework
    Board Reporting Template
    Evidence Documentation Guide

    SM&CR

    Updated December 2025

    Senior Managers and Certification Regime guidance covering responsibilities mapping, fitness assessments, and ongoing compliance.

    Responsibilities Mapping Template
    Fit and Proper Assessment Guide
    Conduct Rules Training Materials
    Annual Certification Process

    Financial Promotions

    Updated November 2025

    Requirements for compliant financial promotions across digital channels, including social media and app notifications.

    Digital Promotions Checklist
    Risk Warnings Guide
    Approval Process Template
    Social Media Guidelines

    AML & KYC

    Updated January 2026

    Anti-money laundering and know your customer requirements, including risk assessment frameworks and ongoing monitoring.

    Customer Risk Assessment Matrix
    Enhanced Due Diligence Guide
    Transaction Monitoring Framework
    SAR Reporting Procedures

    Official FCA Resources

    Direct links to official FCA publications and guidance.